Manage internal controls

proc:9.8Processes cluster

Basis: APQC PCF level-2 process group (category when variant-only). 27 member capabilities, clustered mechanically.

Member capabilities

Assign roles responsibilityassignRolesResponsibility derived Accounting & Tax 0 offerings Comply country specific financial accountingcomplyCountrySpecificFinancialAccounting derived — 0 offerings Conduct internal regulatory auditsconductInternalRegulatoryAudits derived — 0 offerings Create compliance functioncreateComplianceFunction derived Accounting & Tax 0 offerings Define business process objectives risksdefineBusinessProcessObjectivesRisks derived Accounting & Tax 0 offerings Define code ethicsdefineCodeEthics derived Accounting & Tax 0 offerings Define entity unit risk tolerancesdefineEntityUnitRiskTolerances derived Accounting & Tax 0 offerings Design control activitiesdesignControlActivities derived Accounting & Tax 0 offerings Develop audit compliance plandevelopAuditCompliancePlan derived — 0 offerings Establish board directors audit committeeestablishBoardDirectorsAuditCommittee derived — 0 offerings Establish internal controlsestablishInternalControls derived Accounting & Tax 0 offerings Execute daily contract compliance testsexecuteDailyContractComplianceTests derived — 0 offerings Implement controls related enabling technologiesimplementControlsRelatedEnablingTechnologies derived Accounting & Tax 0 offerings Implement segregation duties controlsimplementSegregationDutiesControls derived — 0 offerings Manage activities audit compliance functionmanageActivitiesAuditComplianceFunction derived — 0 offerings Manage compliance functionmanageComplianceFunction derived — 0 offerings Manage fund cash accountsmanageFundCashAccounts derived — 0 offerings Manage inter fund borrowing transactionsmanageInterFundBorrowingTransactions derived — 0 offerings Manage internal controlsmanageInternalControls derived Accounting & Tax 0 offerings Manage key capabilities compliance functionmanageKeyCapabilitiesComplianceFunction derived — 0 offerings Manage organizational model reporting relationshipsmanageOrganizationalModelReportingRelationships derived — 0 offerings Manage reserves compliancemanageReservesCompliance derived — 0 offerings Monitor control effectivenessmonitorControlEffectiveness derived Accounting & Tax 0 offerings Operate compliance functionoperateComplianceFunction derived Accounting & Tax 0 offerings Operate controls monitor compliance internaloperateControlsMonitorComplianceInternal derived Accounting & Tax 0 offerings Remediate control deficienciesremediateControlDeficiencies derived Accounting & Tax 0 offerings Report internal controls compliancereportInternalControlsCompliance derived Accounting & Tax 0 offerings